Morningstar® Investment Profile™   Morningstar® Disclosure   Format for Print ALPS/Alerian Energy Infrastructure I Release date as of 2024-10-31. Data on page is subject to change. Snapshot Ratings & Risk Portfolio Nuts & Bolts

Morningstar Report Overall Morningstar Rating™ What is this? As of 2024-10-31 Out of 94 Energy Limited Partnership Funds Morningstar® Style Box™ What is this? As of 2024-09-30 Total Fund Assets ($ Mil) 126.08 View Historical Morningstar Star Ratings and Definitions

Investment Objective & Strategy   The investment seeks investment results that correspond (before fees and expenses) generally to the price and yield performance of its underlying index, the Alerian Midstream Energy Select Index. The index is intended to give investors a means of tracking the overall performance of North American energy infrastructure companies. The fund will normally invest at least 90% of its net assets in securities that comprise the index (or depositary receipts based on such securities) provided that the Portfolio will not invest more than 25% of the value of its assets in one or more MLPs. It is non-diversified.

Morningstar Category: Energy Limited Partnership Energy Limited Partnership funds invest a significant amount of their portfolio in energy master limited partnerships. These include but are not limited to limited partnerships specializing in midstream operations in the energy industry.

Investment Risks Non-Diversified Funds: Funds that invest more of their assets in a single issuer involve additional risks, including share price fluctuations, because of the increased concentration of investments.

Portfolio Profile Asset Allocation % of Net Assets U.S. Stocks 74.3 Non-U.S. Stocks 25.5 Bonds 0.0 Cash 0.1 Other 0.0 Data through 2024-09-30 Morningstar Equity Sectors % of Stocks Cyclical 0.00 Basic Materials 0.00 Consumer Cyclical 0.00 Financial Services 0.00 Real Estate 0.00 Sensitive 99.65 Communication Services 0.00 Energy 99.65 Industrials 0.00 Technology 0.00 Defensive 0.35 Consumer Defensive 0.00 Healthcare 0.00 Utilities 0.35 Data through 2024-09-30 Holding Status Total Number of Stock Holdings 25 Total Number of Bond Holdings 0 % of Net Assets in Top 10 Holdings 59.96 Turnover % (as of 2023-12-31) 30.00 30 Day SEC Yield % 4.34 Top Holdings Sector P/E % of Net Assets Energy Transfer LP 13.85 8.99 Enbridge Inc --- 8.08 Enterprise Products Partners LP 10.77 7.73 Kinder Morgan Inc Class P 21.69 5.22 DT Midstream Inc Ordinary Shares 21.93 5.15 TC Energy Corp --- 5.10 Keyera Corp --- 5.08 Targa Resources Corp 35.15 4.88 ONEOK Inc 20.53 4.87 Cheniere Energy Inc 12.17 4.86 Data through 2024-09-30

Principal Risks    Foreign Securities, Loss of Money, Not FDIC Insured, Country or Region, Capitalization, Nondiversification, Index Correlation/Tracking Error, Issuer, Market/Market Volatility, Equity Securities, Industry and Sector Investing, U.S. Federal Tax Treatment, MLP, Passive Management Show Risk Definitions

Other Information Inception Date: 2013-04-30 Portfolio Manager(s) Ryan Mischker   (2015-06-26) Ryan Mischker is manager of Index Management. Mr. Mischker has oversight of the day-to-day operations of the department. Prior to joining ALPS Advisors, Mr. Mischker served as Compliance Manager of ALPS Fund Services, where he was primarily responsible for managing all post-trade monitoring for IRS, SEC and Prospectus/Statement of Additional Information investment guidelines and restrictions. Mr. Mischker has over 13 years financial services experience and graduated from the University of Northern Colorado with a B.S. in Finance and B.A. in Economics. Andrew Hicks   (2017-04-30) Andrew Hicks, Vice President of Index Management, of ALPS Advisors, Inc.. Mr. Hicks joined ALPS Advisors as a portfolio manager in 2015. Prior to joining ALPS Advisors, Mr. Hicks was a senior equity trader and research analyst with Virtus Investment Partners in New York City, specializing in ETF trading and international research. From 2007 to 2011, Mr. Hicks was an equity trader and research analyst at SCM Advisors in San Francisco, an affiliate of Virtus Investment Partners. With over many years of experience, Mr. Hicks gained international equity trading experience while at Wentworth, Hauser & Violich, and he began his career in semiconductor equity research at Citi. Mr. Hicks earned an accounting degree from Miami University (Ohio) while interning each summer on the American Stock Exchange in New York City. Charles Perkins   (2024-03-31) Mr. Perkins has been a Portfolio Manager of the Funds since March 2024. He joined the Firm as an Analyst in 2015. Prior to joining ALPS Advisors, Mr. Perkins served as Senior Fund Accountant of ALPS Fund Services, where he was primarily responsible for day-to-day NAV calculations. Mr. Perkins has over 12 years financial services experience and graduated from the University of Colorado at Boulder with a B.S. in Finance. Investment Advisor(s) ALPS Advisors Inc Issuer ALPS Subadvisor(s) ---

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